Capital One Sr Risk Associate (Small Business Risk Office) in McLean, Virginia

McLean 2 (19052), United States of America, McLean, Virginia

At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Sr Risk Associate (Small Business Risk Office)

As a Sr Risk Specialist in Capital One’s Small Business Risk Office you will be responsible for working with business partners to identify and consult on potential risks to Capital One. This requires strong collaboration with Legal, Compliance, Risk Management, and other business partners to ensure profitable and customer-friendly business strategies and efforts are compliant and well-managed.


Partner closely with Small Business Bank teams to enable strategies while protecting Bank reputation and our customers through the following:

Risk Management:

·Manage risk across Small Business Bank and prepare assessments for Management

·Identify and resolve risk events / issues impacting customers stemming from process breakdowns or other problems, developing permanent corrective actions

·Partner with Small Business Bank to document policies, processes, standards, and procedures to facilitate/demonstrate compliance with laws and regulations

·Develop and implement risk management controls

·Implement new compliance or risk initiatives sponsored at a corporate or Bank-level

·Influence leaders and leverage business partners across the organization to drive results

Project/Process Assessments:

·Conduct Risk Assessments of new strategies and efforts for Risk and Regulatory Compliance and help develop right solutions

·Support teams through unstructured problems and manage change while demonstrating superior problem-solving skills, strong business judgment, and executive presence

·Build strong cross functional partnerships within the Retail Bank and corporately

Basic Qualifications:

·At least 2 years of experience in one of the following: Risk Management or Project Management or Process Support

Preferred Qualifications:

·Experience within banking or regulatory background

·2 years experience managing and implementing risk management controls

At this time, Capital One will not sponsor a new candidate for employment authorization for this position.